Ideal4Finance are seeking an apprentice to join our Compliance Department who has a desire to learn and grow their career within a fast paced and supportive environment.
·Daily monitoring of our Field Sales Representatives diaries to identify new compliance and due diligence checks required
·Checking the legitimacy/solvency and Fit & Proper status of new business leads using a number of search engines and industry specific search providers
·Identifying compliance ‘red flags’ and escalating as required
·Completion of ‘Compliance Workflow’ with the information gathered
·Checking all required regulatory documentation and identification is received with new contracts
·Carry out Know Your Customer (KYC) and Anti Money Laundering (AML) checks
·Input of new contracts onto bespoke CRM
·Carry out Compliance telephone call with new clients
·Follow up completion of new client application data
·Follow up of initial and routine training by new customers
·Carry out routine compliance checks on existing customers to ensure compliance is maintained
·Process daily Credit Safe Monitoring Alerts
Hourly Rate - National minimum wage for an Apprentice with regular reviews based on performance.
Working week 9am-5pm Monday – Friday